omnibus account การใช้

Under the indirect holding system, securities are held through fungible accounts ( omnibus accounts ).
The Securities and Exchange Commission found that Perusquia conducted trades for clients at PaineWebber through an omnibus account in the name of a Swiss bank.
Most firms are concentrating their sales efforts on omnibus accounts that charge an annual fee based on an account's assets, instead of on the number of transactions executed.
With regard to large trades, Simex said it is stepping up its monitoring " so that reports of large positions would apply to all accounts, including sub-accounts within undisclosed omnibus accounts ."
However, because a large portion of our trading activity comes through third-party intermediaries and omnibus accounts, it is uncertain if such trading took place in any of the Janus funds and in violation of our agreements with these firms,